Investment Banking  

ACAP provides capital solutions for emerging growth companies. We locate these companies through a network of business consultants, law firms, public accounting firms and referrals from previous clients. Small to medium-sized companies seeking equity capital to execute business plans and expand products or services are evaluated. ACAP targets companies with an experienced management team, existing revenue and potential for obtaining a large market share within their industry. We are especially interested in companies that have a “disruptive industry business plan” that will dramatically change or create a new market niche within an industry. 

ACAP assists companies in determining the best overall equity concept to achieve their goals, objectives and growth capital requirements through either a private or public offering.

Our most common type of equity securities offerings is private placement. ACAP generally acts as the placement agent of a fully disclosed private placement memorandum usually defined in the Securities Exchange Act as a “506 Regulation D Private Placement Offering.” This type of offering is not a registered offering with the Securities and Exchange Commission (SEC). It is exempt from SEC registration, but must comply with federal and state securities laws and the regulations in each state where the offering is sold.

ACAP may also offer to act as the underwriter on a fully disclosed registration statement/prospectus filed with the SEC on Form SB-2. These offerings are on a best-effort basis.

If the company is or becomes a publicly traded corporation, after the offering period is complete ACAP can assist the company as a market maker for trading the company’s securities.

ACAP has a history of previous capital raise transactions. Click on Capital Raise Portfolio for additional details. Our goal is to be long-term financial partners to our clients.